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An ethics blog for IP attorneys

Litigation Ethics: What To Do With “Hot” Documents

By Michael E. McCabe, Jr. | December 16, 2016

Litigators spend much of discovery searching for “hot” documents.  In this context, when we say “hot” we mean really awesome, or at least very good, documents.  Some documents are smoking gun “hot.” They might be summary judgment “hot.”  They could also be your-so-hot-I-cannot-wait-to-play-you-on-cross-examination “hot.”  You probably have a separate folder in your trial preparation materials […]

Five Strikes And You’re Out At The USPTO

By Michael E. McCabe, Jr. | December 15, 2016

The USPTO Director excluded a patent attorney on consent following a disciplinary investigation arising from numerous alleged violations of the USPTO’s ethics rules.  See In the Matter of Edward Etkin, Proc. No. D2016-05 (USPTO Dir. Jan. 8, 2016). The OED conducted a disciplinary investigation into the conduct of patent attorney Edward Etkin of Brooklyn, New […]

USPTO Reciprocal Discipline Case Illustrates Flaw In Rules

By Michael E. McCabe, Jr. | December 14, 2016

A recent disciplinary decision published by the USPTO Director illustrates a serious flaw in the Office’s rules governing reciprocal discipline.  In re Sanjeev Kumar Dhand, D2016-17 (USPTO Dir. Nov. 16, 2016). California Discipline The factual background of the Dhand case is eerily similar to our post from yesterday (link here).   This matter involves California-based patent […]

Lessons in Ethics: Lying About CLE Attendance Is Just So Wrong

By Michael E. McCabe, Jr. | December 13, 2016

An IP attorney continued his legal education the hard way.  He falsely represented to the California Bar that he had completed the mandatory minimum of 25 hours of continuing legal education.  In truth, he had completed zero hours of CLE.  The result: a one-year suspension. This matter involved California-based patent attorney Jens Edward Hoekendijk.  In […]

Ethical Fee-Splitting for IP Practitioners & New ABA Guidance

By Michael E. McCabe, Jr. | December 8, 2016

Some IP practitioners are unaware of the ethical rules regulating the practice known as “fee-splitting.” In this context, “fee-splitting” refers to the situation where a first USPTO practitioner divides a portion of a client’s fee with a second practitioner who is from a different firm as the first. According to 37 C.F.R. Section 11.105(e), a […]

USPTO Disbars Siemens’ Outside Patent Atty For $2.5M Billing Fraud

By Michael E. McCabe, Jr. | December 7, 2016

Each year, a number of patent and trademark practitioners agree to exclusion from the USPTO rather than face an OED ethics investigation or USPTO disciplinary action.  While not always the case, such consent exclusions usually involve very serious–and often criminal–practitioner misconduct. One such matter is the case of former patent attorney David N. Caracappa.  See In […]

Advanced Conflict Of Interest Waivers: Tricks Or Treats? (Part 2)

By Michael E. McCabe, Jr. | October 31, 2016

Guessing wrong about the enforceability of an advanced conflict waiver could lead to unexpectedly bad consequences.  One doomsday scenario is illustrated by a recent California immediate appellate court decision in the case of Sheppard, Mullin, Richter & Hampton, LLP v. J-M Manufacturing, 244 Cal.App.4th 590 (2016). Sheppard Mullin represented J-M Manufacturing (“J-M”) in a Qui Tam litigation.  […]

Advanced Conflict Of Interest Waivers: Tricks Or Treats?

By Michael E. McCabe, Jr. | October 30, 2016

Halloween is upon us.  We put out the candy bowl and wait for the tiny ballerinas, ghosts, and football players to ring the doorbell and shout “trick or treat.”  Despite the seemingly optional “or” language in the request, traditionally the kids will always get the treat. Law firms also prefer “treats” in the form of […]

Vote For IPethics & INsights

By Michael E. McCabe, Jr. | October 26, 2016

Dear Readers, Two years ago, I started IPethics & INsights as a forum for discussing my passion and interest in ethical issues for the intellectual property practitioner.  I am very pleased to announce that IPethics & INsights has been nominated for inclusion in The Expert Institute’s “Best Legal Blog” contest in the category of niche and […]

OED Cracks Down On Patent Practitioners Working With Invention Promoters

By Michael E. McCabe, Jr. | October 23, 2016

George Foreman pitches their services on late night television commercials.  A Google search for “how to sell my invention” turns up scores of them. Many individual inventors believe they have designed the next “better mouse trap” but typically have no clue how to monetize or market their invention. That is where invention marketing or promotion […]

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