IP Ethics

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Departing Ethically – 5 Things IP Lawyers and Law Firms Should Evaluate When Transitioning Firms

Lawyers no longer stay at one firm their entire career.  Some may desire to leave a firm to join another firm, while other may choose to transition to a role in government, in-house, non-profit, or even retire.  What is extremely clear under the ethics rules is that lawyers have a right to leave, and the […]

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Office of Enrollment and Discipline Offers Anonymous Ethics Hotline for PTO Practitioners

Who are you going to call if you have a question about whether your conduct as a patent or trademark attorney is ethical?   Many state bars offer “ethics hotlines” to aid their members in their understanding of, and compliance with, their obligations under applicable rules of professional conduct. Although the USPTO does not advertise a

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Lawyers Who “Dabble” In USPTO Trademark Matters Face Nightmare Of OED Ethics Investigations, Discipline

“A man’s got to know his limitations”  – Clint Eastwood, Magnum Force  (1973) The USPTO’s Office of Enrollment and Discipline has become increasingly active in the last several years, particularly in investigating business or general practice attorneys who dabble in trademark law.  Many have learned the hard way–through an ethics inquiry and possible disciplinary decisions–regarding

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Tightrope

Working with Chinese Trademark Agencies – A Dangerous Game, or Delicate Tightrope?

Following a recent report issued by the Department of Commerce, Office of Inspector General, as well as a plethora of recent disciplinary actions published by the USPTO’s Office of Enrollment and Discipline, many practitioners have done a retrospective analysis of their trademark practices with clients and agencies in China.  But is it time to give

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USPTO Confirms Agency “Practitioners” May Ethically Partner With Foreign Attorneys

On May 26, 2021, the USPTO clarified its position that U.S. “practitioners”—who, by definition, include only United States-barred attorneys and USPTO registered patent attorneys and agents—may form partnerships and co-own law firms with non-U.S. attorneys without violating the USPTO’s Rules of Professional Conduct.  The USPTO guidance was included in the agency’s Final Rulemaking, the purpose

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Balancing Newly Divergent State, USPTO Ethics Rules

This article appeared in Law360 on September 23, 2020. (Subscription Required) The rules of ethics adopted by each state are often said to be based upon or modeled after the American Bar Association’s Model Rules of Professional Conduct. While the ABA model rules provide a template for states to consider when adopting their own ethics

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USPTO Building

What To Do When You Receive An OED Grievance.

Whether you practice in trademark or patent law, you generally want to avoid receiving communication from the Office of Enrollment and Discipline (OED). But what happens when they send you a certified letter that includes a Request for Information and Evidence Under 37 CFR 11.22(a) (RFI)?​​ Understanding one of OED’s core missions, investigating allegations of

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